特變電工股份有限公司
TBEA CO., LTD.
誠信合規(guī)手冊
Code of Integrity and Compliance
2023年
目錄
Content
董事長致辭Chairman's Statements
一、 誠信合規(guī)基本要求Basic requirements for integrity and compliance 7
二、 公司與員工Company and employees
（一）建立和諧勞動關系Establish harmonious labor relations
（二）創(chuàng)造良好工作環(huán)境Create a favorable working environment
（三）避免利益沖突Avoid conflicts of interest
三、 公司與商業(yè)伙伴Companies and business partners
（一）只與合規(guī)的商業(yè)伙伴合作Cooperate with compliant business partners only
（二）禁止不正當競爭行為Prohibition of unfair competition
（三）禁止商業(yè)賄賂等不正當行為Prohibition of misconducts including commercial bribery 20
（四）遵守反壟斷法律法規(guī)Compliance with anti-monopoly laws and regulations 5
（五）遵守反洗錢法律法規(guī)Compliance with anti-money laundering laws and regulations 6
（六）遵守貿易管制相關法規(guī)Compliance with laws and administrative regulations regarding trade 7
四、 公司與政府、地方社區(qū)Companies and governments, local communities 9
（一）禁止腐敗行為Prohibition of corrupt practices 9
（二）加強與政府的溝通Strengthen communication with the government 4
（三）支持社區(qū)公益事業(yè)Support community public welfare undertakings 4
（四）尊重地方風俗習慣和宗教信仰Respect local customs and religious beliefs 5
五、 職業(yè)健康、安全環(huán)保及質量管理Occupational health, safety, environmental protection and quality management 6
（一）守護職業(yè)健康Protect occupational health 6
（二）嚴守安全生產(chǎn)紅線底線Strictly comply with the bottom line and red line of safety production 7
（三）保護生態(tài)環(huán)境Protect the ecological environment 9
（四）改進和提升質量Improve and enhance quality 40
（五）嚴格承包商和供應商管理Strictly manage contractors and suppliers 40
六、 資產(chǎn)與財稅管理Asset and tax management 41
（一）正確使用和保護公司資產(chǎn)Correctly use and protect the Company's assets 41
（二）保護知識產(chǎn)權Protection of intellectual property 2
（三）嚴格執(zhí)行財稅制度Strictly implement the fiscal and taxation system 4
七、 信息保護Information protection 6
（一）嚴格涉密信息管理Strictly manage confidential information 7
（二）依法收集使用信息Collect and use information in accordance with law 8
（三）重視網(wǎng)絡信息安全Attach importance to network information security 9
（四）依法披露信息Disclosure of information in accordance with law 50
（五）禁止內幕交易Prohibition of insider trading 50
八、 關于本準則About this Code
（一）為什么要制定《誠信合規(guī)手冊》Why we develop the Code of Integrity and Compliance 52
（二）哪些人需要遵守《誠信合規(guī)手冊》Who need to comply with the Code of Integrity and Compliance 53
（三）如何遵守與使用《誠信合規(guī)手冊》How to comply with and use the Code of Integrity and Compliance 54
（四）違反《誠信合規(guī)手冊》將面臨什么后果The consequences of violating the Code of Integrity and Compliance 55
（五）舉報與調查Reporting and investigation 56
附件：合規(guī)承諾函Annex: Compliance Commitment Letter 7
董事長致辭
Chairman's Statements
從1988年公司創(chuàng)業(yè)至今，特變電工從一個瀕臨倒閉的街道小廠，發(fā)展成為國家級高新技術企業(yè)和中國大型能源裝備制造企業(yè)，為全球能源事業(yè)提供系統(tǒng)解決方案的服務商。30余年的經(jīng)營實踐，我們始終堅持依法合規(guī)經(jīng)營，要求全體干部員工牢固樹立正確的價值觀和事業(yè)觀，把“反腐倡廉、風控合規(guī)”作為基本的經(jīng)營治理理念，保障了特變電工持續(xù)創(chuàng)新發(fā)展。
Since the establishment of TBEA in 1988, from a small street factory on the verge of bankruptcy, through the continuous struggle of several generations, TBEA has become a large science and technology enterprise in the fields of power transmission and transformation engineering, energy, new energy and new materials, and an international enterprise based in China and serving the world. In order to safeguard the vital interests of each of us and promote the healthy development of the Company, we must put integrity, integrity and compliance on the top priority position.
為了維護我們每一個人的切身利益，促進公司健康發(fā)展，我們必須要把廉潔，誠信合規(guī)放在最重要的位置。過去幾年，特變電工在合規(guī)體系建設方面取得了顯著的進步，公司專項制定了《誠信合規(guī)手冊》，希望每個人都能在日常工作的方方面面遵守本《誠信合規(guī)手冊》中規(guī)定的原則，繼續(xù)為特變電工的發(fā)展壯大貢獻自己的力量。
In the past years, TBEA has made remarkable progress in compliance and responsible business practices. The Code of Integrity and Compliance signifies that TBEA will continue to strive for even greater progress by making huge effort. To this end, there is still much to be done, however, we expect everyone will abide by the principles stipulated in this Code of Integrity and Compliance in all aspects of daily work and continue to contribute to the development and growth of TBEA.
本手冊每一部分的內容均基于我們的員工為公司選擇和定義的核心價值觀：可靠，即做可靠的員工、可靠的產(chǎn)品、可靠的企業(yè)。核心價值觀深植于特變電工心中，幫助我們確定了我們做什么以及該怎樣做。我們的共同使命是在我們的日常工作中踐行這些價值觀。
In addition to reaffirming our values, this Code of Integrity and Compliance is intended to provide plain language and practical guidance in guiding you understand the business ethics and compliance requirements for learning integrity and honesty, and to direct you in acting properly and appropriately, as required for establishing a mutually-trustable business relationship between TBEA and its stakeholders.
除了重申我們的價值觀之外，本《誠信合規(guī)手冊》旨在提供通俗且實用的指導，幫助每一位員工了解學習廉潔誠信的商業(yè)道德與合規(guī)要求，并指導員工采取所需的適當行為，并鼓勵員工識別和檢舉在工作中或身邊發(fā)生的不合規(guī)行為，以建立特變電工與利益相關方之間的互信業(yè)務關系。
為了使特變電工永遠保持健康發(fā)展的肌體，成就百年基業(yè)的夢想，讓我們朝著構建更互聯(lián)、更安全、更繁榮的世界共同的目標而努力，堅守可靠、誠信為本的價值觀，維護我們公司的最佳利益。
Please read this Code carefully and make sure to practice and encourage others to follow it. We encourage you to identify and report any non-compliance around you. We are proud to work side by side with you toward our common goal: to establish a connected, safe, and prosperous world. Please join us in focusing on what really matters: acting with integrity, maintaining our values, and protecting the best interests of the Company.
特變電工股份有限公司董事長 張新
Chairman of the Board, TBEA Co., Ltd.
多語言版本誠信合規(guī)手冊下載地址：
https://vod.tbea.com/特變電工誠信合規(guī)手冊.zip
